Claimant v Wesleyan Financial Services Limited
Outcome
Individual claims
The tribunal found the investigation was fundamentally flawed: the investigator failed to investigate the claimant's explanation about mixing medication with alcohol, failed to consider the reliability of witnesses who had been drinking heavily, and wrongly concluded the claimant's apology (written without full knowledge of the allegations) amounted to an admission. The disciplinary and appeal officers relied on this inadequate investigation without proper scrutiny, rendering the dismissal procedurally unfair.
The tribunal found the claimant failed to prove he was a disabled person within the meaning of s.6 Equality Act 2010 at the material time (2 May to 25 July 2024). There was no evidence that his anxiety and depression had a substantial effect on his ability to carry out day-to-day activities during this period, and no evidence of what effect he would experience without medication.
The claim was dismissed because the claimant failed to establish he was a disabled person under the Equality Act 2010 at the material time. Without establishing disability status, no harassment related to disability could be found.
The claim was dismissed because the claimant failed to establish he was a disabled person under the Equality Act 2010 at the material time. The victimisation claim appears to have been brought in the context of disability discrimination and failed for the same definitional reason.
Facts
The claimant, a financial adviser with 23 years' service, attended a company recognition event in May 2024 where he consumed significant alcohol while on anti-depressant medication. He had no memory of events after 1:30am. A colleague (Ms A) alleged he touched her inappropriately. The claimant wrote an apology before knowing the specific allegations. The investigation failed to examine the effect of medication on memory, did not assess alcohol consumption by witnesses, and wrongly treated the apology as an admission of guilt. He was dismissed for gross misconduct.
Decision
The tribunal found the unfair dismissal claim succeeded because the investigation was fundamentally flawed and both the disciplinary and appeal processes failed to rectify these defects. The discrimination claims were dismissed because the claimant could not prove he was disabled at the material time - there was no evidence his anxiety and depression had a substantial effect on day-to-day activities during the relevant period. A remedy hearing was ordered to determine compensation, Polkey reduction and contributory fault.
Practical note
An apology written without full knowledge of the specific allegations cannot reasonably be treated as an admission of guilt, and investigators must properly examine all potentially relevant factors including medical explanations for memory loss and the reliability of witnesses who had consumed alcohol.
Legal authorities cited
Statutes
Case details
- Case number
- 4106635/2024
- Decision date
- 30 September 2025
- Hearing type
- full merits
- Hearing days
- 4
- Classification
- contested
Respondent
- Sector
- financial services
- Represented
- Yes
- Rep type
- barrister
Employment details
- Role
- Specialist Financial Adviser
- Service
- 21 years
Claimant representation
- Represented
- Yes
- Rep type
- lay rep